Stocks, calss b and c warrant stocks Best answer on the web

  • To whom it may concern:

    I am a 21 year old, who has been investing into the stock market for
    the last 5 months. I have some knowledge, but limited, of the stock
    market. I conduct about 18 trades per month.

    I currently own stock, in a up and coming company Isonics Corp. (SYM: ISON)
    Recently the CFO has put out this statement:


    GOLDEN, Colo.--(BUSINESS WIRE)--Oct. 14, 2004--Isonics Corporation
    (NASDAQ: ISON) provided guidance today with respect to various classes
    of warrants. Specifically, the Company noted that its Class B and
    Class C warrants are not presently exercisable due to the fact that
    the related Form SB-2 registration statement is not current. The
    warrants may still be traded on the Nasdaq SmallCap market and are
    listed under the symbols ISONL and ISONZ, respectively. The
    announcement was made by John V. Sakys, vice president and CFO of
    Isonics.


    The Company indicated that it expects to file an updated Form SB-2
    with the SEC within 10 business days. Upon effectiveness of the
    post-effective amendment, the Company will announce that the warrants
    are again exercisable.

    A Class B warrant is exercisable for $1.50 and results in one common
    share and one Class C warrant. A Class C warrant is exercisable for
    $2.50 and results in one common share. Both warrants expire December
    31, 2005. This announcement does not constitute the offer of any
    Isonics securities for sale.
    END OF STATEMENT...........................

    Please explain to me the difference between the 3 different classes of
    stocks that Isonic is talking about. Also what does it mean when it
    says "A Class B warrant is exercisable for $1.50 and results in one
    common share and one Class C warrant. A Class C warrant is exercisable
    for $2.50 and results in one common share. Both warrants expire
    December 31, 2005. This announcement does not constitute the offer of
    any Isonics securities for sale" Please explain thoroughly the
    differences and advantages.


    thank you


  • I don't understand this:
    "If you own one of these, you can give it to Isonics with $2.50 and they will give you one share of their common stock in return."
    What is the value of the common stock? Will it be more than what you paid for the warrant plus the $2.50 ?


  • Hi ryanwegner,

    Generally, a warrant is a financial instrument that represents some kind or promise or commitment. Typically, a warrant gives the holder the right to buy a certain amount of a particular stock at a fixed price, within a time limit.
    The Isonics Class C warrants work like that. If you own one of these, you can give it to Isonics with $2.50 and they will give you one share of their common stock in return. This is called "exercising" the warrant, just like exercising an option. If you have a warrant and the stock price goes above the exercise price, you can exercise the warrant and get the stock for less than the going rate, so you can then sell it at a profit. If the stock doesn't go above the exercise price, you can refrain from exercising the warrant, and not lose any more than whatever you paid for the warrant.
    The Class B warrants are a little trickier. If you have a class B warrant, you can give it to Isonics with $1.50 and Isonics will give you back a share of common stock and a Class C warrant. Then you have a choice of holding on to the Class C warrant or exercising it to buy another share of stock for another $2.50.
    Warrants may be traded, but they are not shares of stock themselves.

    Both classes of warrants expire December 31, 2005, which means that the company is only committed to this warrant plus cash for stock deal until then. After that, the warrant is just a piece of paper.

    Additional Links

    Article on stock warrants in The Investment FAQ
    http://invest-faq.com/articles/stock-warrants.html

    Stock warrant ABCs on SmartMoney.com
    http://www.smartmoney.com/ask/index.cfm?story=19990608


    I hope this explanation is helpful. If it's not clear enough, please ask for a clarification.
    --efn


  • > is it more beneficial to the holder of the warrants to just sell them at the higher market price than to exercise them?
    It depends on the market for the warrants. Say the stock is selling for $3 a share and you have a warrant to buy some shares for $2 a share. The warrant should be worth at least $1 per share, because you could exercise it and immediately sell the shares for that much profit. But if some speculator thinks the stock is going to go up, he may be willing to pay more than $1 a share for the opportunity to buy the stock at $2 in the future without committing $3 a share now.
    > We know the exercise price of the C class warrant is $2.50 but what
    are the "conditions" ?

    I don't know what the specific conditions for the Isonics warrants are beyond what ryanwegner posted.
    > Is it one warrant for one share, or one warrant for two shares, etc?

    There are two ways to talk about warrants. If you have the right to buy 1,000 shares at some prices, you could refer to it as one warrant for 1,000 shares or 1,000 warrants for one share each. I don't know which way is standard or more common. The news story ryanwegner quoted used the form that assumes one warrant per share.
    > If the warrant is trading above $2.50, lets $4.00. When the warrant is exercised are the shares converted for the exercise price or the current market price of $4.00?
    The warrant gives someone the right to buy shares at the exercise price, so when you exercise it, that is the price you pay. The market price for warrants is relevant only to buying and selling warrants, not to exercising them.
    --efn


  • Sorry to pester but I had found some information:

    "As an example of a "condition," there may be an exchange privilege which lets you exchange 1 warrant plus $25 in cash (or even no cash at all) for 100 shares of common stock in the corporation, any time after some fixed date and before some other designated date. (And often the issuer can extend the "expiration date."
    We know the exercise price of the C class warrant is $2.50 but what are the "conditions" ? Is it one warrant for one share, or one warrant for two shares, etc? Anything better than 1 for 1 makes the idea of exercising a warrant more attractive?


  • Let's say hypothetically that an imaginary character has a Class C Isonics warrant for 1,000 shares and decides to exercise his warrant. He sends Isonics a letter saying "I want to exercise my warrant to buy 1,000 shares of common stock for $2.50 a share," and with the letter he includes a check for $2,500.00. Isonics checks that his warrant and check are valid, writes him down in their books as the owner of 1,000 shares of stock, and sends him stock certificate that says that he owns the shares. He can then hold or sell the shares.
    I invented the procedural details based on my experience with stock options, so they may not be accurate, but the substance of the transaction is.


  • After the bell Monday, Isonics reported to the U.S. Securities and Exchange THis was taken from another news source: "Commission that between October 12 and October 15, when the massive touts and trading were at their zenith, some 1,722,500 warrants between at $1, $1.10, $1.25, $1.50 and including 10,000 at $2.32, were exercised for $2,022,367 for the "Isonics Lucky Eight" shareholders.
    The company said it will use its proceeds from the warrant exercises for "working capital purposes related to our semiconductor division, the continued development of products in our homeland security division and for general working capital purposes." "

    what does this all mean about the warrants? What is the difference from a normal ISON stock?


  • The value of the common stock is determined by the market at the time. It may be more or less than the cost of the warrant plus $2.50.


  • Sorry last one I swear!!!

    If the warrant is trading above $2.50, lets $4.00. When the warrant is exercised are the shares converted for the exercise price or the current market price of $4.00?
    Thank you VERY much!!


  • I believe this is starting to make sense to me. Since the warrants and the common stock rise and fall in proportion to each other, is it more beneficial to the holder of the warrants to just sell them at the higher market price than to exercise them? If you had bought those warrants at $2.00 and they were exercised at $2.50 (1000) it would have cost you $4500 for those common shares that are probably at $4.50 a share anyways.


  • can you give a hypothetical example of what would happen when a warrant is exercised?


  • editTags: xn--4cr.com